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Head of Compliance and AML - PBZ Invest Croazia

Data: 11-nov-2020

Luogo: Zagabria, HR

Società: Intesa Sanpaolo Group

Eurizon Capital SGR S.p.A., part of the Intesa Sanpaolo Group, specialises in asset management, offering products to retail clients (mutual funds and managed accounts) as well as to institutional clients, to whom it provides a wide range of tailored investment products and services. It is looking for qualified profiles who want to be involved in a stimulating and challenging career opportunities with the following requirements: 

 

Scope and Purpose

Main activities:

 

  • Responsible for ensuring that Company's operational processes and procedures comply with sector regulations and assures the identification
  • Ensure compliance with UCITS Regulations, Capital Market Act, AML, data privacy and other applicable local laws, as well as Internal Regulations and Group Procedures
  • Update and amend the Compliance Manual and Plan and produce and implement Action Plans
  • Monitor and, on a regular basis, perform the assessment of the adequacy and effectiveness of the measures, policies and procedures and the actions taken to address any deficiencies in the Management Company's compliance to applicable external and internal regulations
  • Provide advisory and assistance services to the company's governance and assurance functions in all fields on which the compliance risk has impact (i.e. launch of new products and services)
  • Monitors on a permanent basis changes in the applicable laws and regulations and informs the Management Board when applicable of the potential impacts for the Company and for the products of changes in such laws and regulations
  • Provides support to Company's functions regarding the implementation of laws and regulations, measures taken by the Authorities and self-regulation policies, in particular with regard to conflict of interest situations 
  • Cooperates with Risk Management department in order to define tools and methodologies to be used for identifying, measuring, and evaluating compliance risks
  • Ensures the compliance with the internal code of conduct. 
  • Identifies training needs for staff members required by law, defining the content, provision modes and ensuring the provision of such training within her/his remit
  • Manages the register of client's claims
  • Provides reporting and information flows to corresponding function of the Parent Company
  • Oversees the proper functioning of the governance mechanisms for controlling the outsourcer
  • Manage the relations, in agreement with Management, with the Company's Supervisory Authorities and monitoring fulfilment of periodical regulatory reporting
  • Carry out the annual compliance assessment and producing any other report for the Supervisory Board when applicable
  • Ensure compliance with FATCA and CRS requirements
  • Perform any other activities as requested by the Croatian UCITS, AML, GDPR, Capital Market and other relevant regulation
Required Experience

 

The ideal candidate has more than 7 years relevant work experience in Banking and Finance Sector, preferably in Capital Markets / Asset Management

Competencies and Skills Required

 

The person we are looking for has the following qualifications:

 

  • University degree, preferably in Law
  • Fluent in Croatian
  • English at a very good level
  • Italian (nice to have) 
  • Good knowledge MS Office

 

  • Problem solver
  • Excellent organizational skills and team working attitude
  • Open minded
  • Able to successfully meet short deadlines when necessary

 

Everyone is an asset for our Group and that person could be you! Check out our job opportunities, apply and join our team!