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Compliance - AML Officer Assistant - Tokyo

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Date: Oct 19, 2018

Location: Tokyo, JP

Company: Intesa Sanpaolo Group

Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 11,1 milion of retail customers through a network of 4400 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North Africa, with approximately 1,200 branches and 7.8 million customers in 12 countries. Intesa Sanpaolo is also present in 29 countries in support of its corporate customers’ cross-border business. It is looking for new qualify profiles who want to face demanding and challenging career path with the following requirements:

Scope and Purpose

Intesa SanPaolo is looking for a Compliance - AML Officer Assistant based in Tokyo to support our Branch.

The main activities are to:
• Support the daily compliance activities;
• Assist on the analysis of local and applicable international rules, as well the Bank internal guidelines applicable to the branch;
• Assist in assessing the impact of internal and external rules and regulations on branch's processes and procedures;
• Support in the prior compliance assessment of all innovative projects/products;
• Perform ex-post verifications of adequacy and actual application of internal processes and procedures;
• Assist in managing the relations with the Supervisory Authorities and the related Regulators in case of non-compliance events;
• Support in advising in all matters relevant from a compliance risk perspective;
• Perform operational activities as regards the keeping of registers (insider list, conflict of interest, etc.) and preparing reports and communications;
• Support the day to day execution of Financial Crime tasks including:
o AML&Sanctions Investigations and monitoring
o Review of KYC/CDD/EDD files (including accompanying notes)
o Analysis and reporting of financial crime related data
• Review/update of Financial Crime Policies
• Assist in the preparation of required Financial Crime reports
• Assist the MLRO with financial crime related tasks and projects

Required Experience


• Minimum five years of Compliance/AML/legal experience either in banks or financial institutions; 

Competencies Required


• Strong knowledge and experience in managing local regulatory requirements; • Extensive experience in conducting risk assessments; • Experience in AML Transaction Monitoring and Sanctions screening within a banking environment. 


Everyone is an asset for our Group and that person could be you! Check out our job opportunities, apply and join our team!

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