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Senior Compliance Analyst

Date: Apr 22, 2019

Location: London, GB

Company: Intesa Sanpaolo Group

Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 11,1 milion of retail customers through a network of 4400 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North Africa, with approximately 1,200 branches and 7.8 million customers in 12 countries. Intesa Sanpaolo is also present in 29 countries in support of its corporate customers’ cross-border business. It is looking for new qualify profiles who want to face demanding and challenging career path with the following requirements:

Scope and Purpose


Intesa Sanpaolo is looking for a Senior Compliance Analyst based in London to assist the Local Compliance Officer in the tasks concerning the development and management of regulatory Compliance oversight for the London branches of ISP and BIMI (the "Branches"). Execute specific tasks assigned by the Local Compliance Officer related to the correct execution of the Compliance functions required to ensure strict conformity with respect to all current applicable laws, guidelines and regulations provided by the PRA and FCA, and any other applicable rules and regulations as well as ISP Group Compliance policies and procedures. The main activities are given below: - Daily and periodical approved Compliance support in monitoring activities related to the all the functions of the Branches; - Periodical review of existing policies and procedures of the Branches to ensure they are effective and up to date and compliant with current UK and other Supervisory Regulations and guidelines; - Role-out of Branch policies and procedures to Branch staff and provide training as necessary in support of awareness; - Support the Local Compliance Officer in assessment, processing and -where necessary- reporting of regulatory compliance issues to HO; - Support in the preparation and completion of any local Regulatory and exchange reporting; - Report and update the Local Compliance Officer on monitoring the progress of remediation actions; - Support the Local Compliance Officer in keeping the General Manager and Head Office Compliance abreast on the evolution of UK regulations. 

Required Experience


5 to 10 years' work experience in Compliance department of commercial banking, corporate&investment banking and capital markets business. 

Competencies Required


• University degree in law, finance and/or economics; • English fluent (both written and spoken), fluency in Italian is highly appreciated; • Knowledge of Capital Markets and Investment Banking Products and Services; • Good understanding of UK financial services regulation; • Good familiarity with the English regulatory environment and regulatory expectations; • Good understanding of how compliance policies and procedures should be monitored, developed and improved in order to ensure compliance with FCA and PRA local regulators; • Ability to research UK laws and regulations and provide practical advice on the applicability to the Branches products and services; • Positive attitude towards colleagues and the organisation to ensure seamless communication; • Strong analytical and problem-solving capabilities; • Ability to synthetize information and identify key issues; • Ability to produce high quality work to meet challenging deadlines; • Excellent organisational skills; • Ability to work under pressure; • Good command of Microsoft Office. Type of Contract: Permanent Contract 


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