CCO_Assistant Anti-Financial Crime Compliance Manager_Hong Kong

Scope and Purpose

• Conduct enhanced due diligence on high risk client on-boarding requests, including identification and assessment of any financial crime risks;
• Periodic review of existing customers based on local ordinance

and group policy requirements;

• Periodic regulatory compliance reviews to identify compliance risks;
• Perform quality assurance based on the second level controls framework;
• Analysis of relevant compliance rules and support in the prior compliance assessment of all innovative projects;
• Support the Local Compliance/AML/ Officer in managing the relation with the Supervisory Authorities, as well as with internal and external auditors;
• Handle ad-hoc projects as from time to time be assigned by the Head of Compliance.

Required Experience

Minimum 5 years of Compliance/KYC experience either in banks/financial institutions/local regulators.

Required Qualifications, Skills and Knowledge

• University degree in law, finance and/or economics;
• Deep understanding of the Hong Kong regulatory environment and ability to research relevant regulations with providing advisory on the applicability within a given environment;
• Knowledge of financial institutions, correspondent banking and trade finance products and services;
• Ability to synthetize large volume of information and identify key issues, and to produce high quality work within challenging deadlines
• Chinese fluent (both written and spoken); English fluent (both written and spoken), Italian is an advantage
• Strong knowledge in managing local regulatory requirements, and advisory experience in Financial Crime compliance matters;