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Regulatory & Corporate Compliance Professional

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Date: Jan 11, 2018

Location: New York, United States

Company: Intesa Sanpaolo Group

Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 11,1 milion of retail customers through a network of 4400 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. It is looking for new qualify profiles who want to face demanding and challenging career path with the following requirements:

Scope and Purpose


Intesa Sanpaolo is looking for a Regulatory & Corporate Compliance Professional, based in New York to support our branch.

The main activities are:


  • Back-up to the acting Secretary for the Compliance Committee Meetings involving preparation of related minutes;
  • Prepare the Corporate Compliance Information Sheet and distribute to Chief Compliance Officer for approval;
  • Conduct the Corporate Compliance Risk Assessment and distribute those findings to Chief Compliance Officer for approval;
  • Prepare the Corporate Compliance Program Analyses and Report and distribute those findings to Chief Compliance Officer for approval;
  • Make recommendations and delivers solutions that strengthen compliance design, execution, documentation, assessment and reporting. This includes creating and overseeing policies and procedures, monitoring compliance with regulations, and helping develop and deliver training to impacted functions;
  • Develop and manage the training of ISPNY branch staff on regulatory compliance issues; 
  • Complete periodic reviews of the applicable ISPNY Branch Department affected by Banking Regulation, including but not limited to checking procedures related to Bank Holding Company Act and Dodd Frank Act;
  • Perform Compliance Monitoring Activities with the Chief Compliance Officer or its designee adhering to the Annual Schedule. Includes preparation of requesting information letters. Review documents received, write comments and prepare final reports. Update the Monitoring Tracking Log and update relevant Centralized Compliance Program Assessments and Documentation pertaining to the required management reports;
  • Pertinent regulations to cover as part of compliance testing are also Federal Reserve Bank Regulations (Alphabeth Soup);
  • Provide support and communication to the front office inquiries regarding Banking Regulation.

Required Experience


  • At minimum 3-5 years' experience in bank compliance, legal or regulatory environment;
  • Experience working with FRB ABC regulations in corporate banking environment.

Competencies Required


  • Requires excellent verbal and written communication skills to deal with a wide variety of internal staff and external counterparts;
  • Legal or bank trading environment background recommended

Required Qualifications, Skills and Knowledge


  • Bachelor's degree in finance, law or related field
  • Good team player, independent, capability to work under pressure, ability to multi-task and managing multiple deadlines.


Everyone is an asset for our Group and that person could be you! Check out our job opportunities, apply and join our team!

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