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Fideuram Bank Luxembourg - Compliance Officer 1

Data: 15-giu-2022

Luogo: Luxembourg, LU

Società: Intesa Sanpaolo Group

 

Fideuram is among the key private banking players in Italy. Deeply rooted at local level, it ranks first among the financial advisory networks in Italy, fourth in terms of Private Banking and sixth among traditional banks.

It is looking for qualified profiles who want to be involved in a stimulating and challenging career opportunities with the following requirements 

 

Scopo e Attività

 

  • Analyse existing and new European and Luxembourg regulations, in the area of interest for the Compliance Function perimeter, to determine the impacts on the Bank
  • Implement internal rules according to the local regulation and Group's Guidelines
  • Perform regular compliance controls on investment service area (eg: suitability & appropriateness monitoring, check of investment profiles, inducements, client information, best execution), Insurance, Market Abuse, etc
  • Advising Sales staff around complex transactions and in line with regulations (MiFID II)
  • Prepare summary reports and analysis for Management/Board of directors
  • Perform compliance risk assessment
  • Prepare reports and documentation for the auditors and the CSSF
  • Promote an effective Compliance culture, monitor the respect of the ethical Code of conduct and ensure staff awareness

Esperienza Richiesta

 

Proven professional experience of at least 5 years in the field of investor protection (through external/internal audit, compliance officer or risk management functions) 

Competenze Richieste

 

  • 4 or 5 year University degree (Master) in Economics, Finance or Law, Technical requirements
  • Good knowledge of the regulatory framework (MiFID II, Market Abuse, Insurance Directive, SFDR)
  • Good knowledge and/or experience of investment / ancillary services and/or activities
  • Writing, analytical, synthesis and communication skills
  • Ability to work autonomously and as part of a team
  • Excellent knowledge of the regulatory and compliance framework in the banking and financial sector (CSSF circulars, MiFID)
  • Full professional proficiency in written and spoken French and English. Italian will be considered as an advantage


Everyone is an asset for our Group and that person could be you! Check out our job opportunities, apply and join our team!