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Compliance Officer - Luxembourg

Date: Jan 10, 2019

Location: Luxembourg, LU

Company: Intesa Sanpaolo Group

Eurizon Capital SGR S.p.A., part of the Intesa Sanpaolo Group, specialises in asset management, offering products to retail clients (mutual funds and managed accounts) as well as to institutional clients, to whom it provides a wide range of tailored investment products and services. It is looking for qualified profiles who want to be involved in a stimulating and challenging career opportunities with the following requirements: 


Scope and Purpose


 Implementation of the compliance and AML monitoring program  Assistance and support in identifying the existing and upcoming rules which may impact the business  Support in the preparation of periodical reporting to the Board of Directors  Support to other corporate functions in the implementation of personal data protection rules  Maintenance of internal policies  Management of customer's complaints 

Required Experience


 3-5 years in a UCITS and/or AIFM management company and/or Big 4 consultancy firm  Degree in Finance or Legal field required  Post-degree specialisation and/or Compliance/AML related qualification is a plus Excellent command of MS Office suite (Excel, Word, possibly Access) 

Competencies Required


 Deep understanding of the rules applicable to the Luxembourg investment fund industry  Knowledge of rules and practices related to cross-border distribution and marketing in Europe and Switzerland  Good understanding of AML/CFT requirements applicable to management companies  Good understanding of General Data Protection Regulation, MiFID, financial instruments and best execution requirements, Market Abuse Regulation  


Everyone is an asset for our Group and that person could be you! Check out our job opportunities, apply and join our team!

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