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Head of Compliance Eurizon SLJ Capital

Date: Jan 19, 2019

Location: London, GB

Company: Intesa Sanpaolo Group

Eurizon Capital SGR S.p.A., part of the Intesa Sanpaolo Group, specialises in asset management, offering products to retail clients (mutual funds and managed accounts) as well as to institutional clients, to whom it provides a wide range of tailored investment products and services. It is looking for qualified profiles who want to be involved in a stimulating and challenging career opportunities with the following requirements: 

 

Scope and Purpose

 

1) Ensuring that Company business and operations comply with applicable legal and regulatory requirements and additional internal policies and standards; 2) Management of any compliance breaches by working closely with the relevant business units in order to identify corrective actions; 3) Providing advisory and assistance services to the Company's governance and control functions in all fields on which the compliance risk has impact (i.e. launch of new products and services); 4) Reporting to the Board of Directors and Senior Management; 5) Being the contact person of the FCA and other regulatory bodies, managing their requests; 6) Interpreting and disseminating information about regulatory or legislative changes, and adapting procedures, documents, and compliance tools to accommodate these rule changes; 7) Ensuring compliance with the Money Laundering Regulations; 8) Being the contact person of the Compliance & AML functions of the Head Office/other Group subsidiaries; 9) Drafting documentation for any launch of new products and services according to current laws and Regulations; 10) Drafting internal regulation and policies according to the Regulatory and Group requirements/guidelines. 

Required Experience

 

+10 years' experience in Compliance & AML functions of investment management companies based in the United Kingdom. 

Competencies Required

 

Qualification: Degree in Economics and/or Law; Skills/knowledge: 1) Familiarity with the asset management industry practices and professional standards; 2) Problem solving ability; 3) Organizational skills and team working attitude; 4) Communication skills; 5) Languages: - Fluent in English; - Knowledge of Italian is to be considered as an advantage. 

 

Everyone is an asset for our Group and that person could be you! Check out our job opportunities, apply and join our team!

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